Investors who believe they may have lost money in activity related to Roger Zullo’s alleged investment fraud and falsification of client suitability profiles are encouraged to contact attorneys Alan Rosca or James Booker with any useful information or for a free, no obligation discussion about their options.
Roger Zullo, a Boston securities broker, allegedly made fabricated client risk profiles in order to make sales of “scores” of annuities from 2013 through April 2016, the Order notes.
Zullo fell under the scope of a FINRA investigation which commenced on January 2017 regarding allegations of fraud, falsification, and unsuitability in the aforementioned complaint filed by the Massachusetts Securities Division, the Order states. Some sections of the alleged misconduct in the complaint also alleged purportedly affected customers who were senior citizens, the Order notes.
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